Activation Steering for Aligned Open-ended Generation without Sacrificing Coherence

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arXiv cs.AI · Niklas Herbster, Martin Zborowski, Alberto Tosato, Gauthier Gidel, Tommaso Tosato · 2026-07-03 AI

[Submitted on 9 Apr 2026 (v1), last revised 2 Jul 2026 (this version, v2)]

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Abstract:Alignment in LLMs is more brittle than commonly assumed: misalignment can be induced by adversarial prompts, benign fine-tuning, emergent misalignment, and goal misgeneralization. Recent evidence suggests that some misalignment behaviors are encoded as linear structure in activation space, making it tractable via activation steering, which could be used as a lightweight runtime defense. We implement three methods: Steer-With-Fixed-Coefficient (SwFC), which applies uniform additive steering, and two novel projection-aware methods, Steer-to-Target-Projection (StTP) and Steer-to-Mirror-Projection (StMP), that use a logistic regression decision boundary to selectively intervene only on tokens whose activations fall below the threshold. We evaluate these methods on two threat models, dishonesty and dismissiveness, using malicious system prompts as a controlled proxy for misalignment. We conduct our experiments on two architectures (Llama-3.3-70B-Instruct and Qwen3.6-27B). All methods substantially recover alignment. StTP and StMP preserve general capabilities (MMLU, MT-Bench, AlpacaEval) better than uniform steering. Finally, we show that our honesty steering generalizes to out-of-distribution scenarios: a single honesty direction extracted from the aligned model significantly raises scores on the MASK benchmark, suppresses deception in multi-agent settings (Among Us), doubles the hidden-behavior discovery rate on AuditBench, and restores honesty in an emergently misaligned model

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From: Niklas Herbster [view email]
[v1] Thu, 9 Apr 2026 12:28:22 UTC (1,526 KB)
[v2] Thu, 2 Jul 2026 01:38:10 UTC (1,390 KB)

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추출 본문 · 출처: arxiv.org · https://arxiv.org/abs/2604.08169

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